Approved Brokers and Dealers

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Here you fill find all brokers and dealers that are approved to do business with the Treasurer. The first table lists all minority, women, veteran and disabled-owned or managed firms. The second table lists all other firms.

 

 

MWVD Firms
Alamo Capital (Woman-Owned)
Cabrera Capital Markets, LLC (Minority-Owned)
CastleOak Securities, LP (Minority-Owned)
Drexel Hamilton, LLC (Disabled & Veteran-Owned)
Great Pacific Securities (Minority-Owned)
IFS Securities, Inc (Minority-Owned/Managed)
Loop Capital Markets (Minority-Owned)
Mischler Financial Group (Veteran & Disabled Owned/Managed)
Multi-Bank Securities (Veteran-Owned)
Penserra Securities LLC (Minority-Owned)
Samuel A. Ramirez & Co., Inc. (Minority-Owned)
Williams Capital Group, LP (Minority-Owned)

 

All Other Firms
Bank of Nova Scotia
Barclays Capital
BMO Capital Markets Corp
BNY Mellon Capital Markets, LLC
Citigroup Global Markets, Inc.
Deutsche Bank
Fifth Third Securities, Inc.
FTN Financial Capital Markets
Hilltop Securities, Inc.
FTN Financial Capital Markets
Hilltop Securities, Inc.
HSBC Securities (USA) Inc.
Jefferies Group, LLC
JPMorgan Chase & Co.
KeyBank
Merrill Lynch, Pierce, Fenner & Smith
Mesirow Financial, Inc.
Mizuho Securities USA Inc.
Morgan Stanley
MUFG Union Bank
Northern Trust Company
Oppenheimer Holdings, Inc.
Piper Jaffray Companies
Raymond James
RBC Capital Markets
RBS Securities, Inc.
Robert W. Baird & Co., Inc.
SG Americas Securities, LLC
Stifel, Nicolaus & Company
SunTrust Robinson Humphrey
UBS Financial Services
Vining Sparks
Wells Fargo